When:
August 28, 2018 @ 8:30 am – 12:00 pm
2018-08-28T08:30:00+00:00
2018-08-28T12:00:00+00:00
Where:
Hilton, Charlemont
Charlemont Pl
Saint Kevin's, Dublin
Ireland
Cost:
€50 Members, €75 Non-members
Contact:
Emily Glen
017790200

The Building Blocks series is aimed at those new to the Compliance profession and those who are looking to move into the area of Compliance. However, it may also appeal to seasoned Compliance practitioners who wish to refresh their knowledge and understanding of key areas of Compliance practice.

This workshop focuses on risk assessments, the purpose and context in which assessments are conducted and the theory and practice of different assessments in different financial services organisations.  A panel of industry experts and practitioners will assist attendees in considering the aggregation and collation of risk assessment data and completing an exercise defining the risk assessment criteria. 
 

Title: Building Blocks for Effective Compliance Series – Risk Assessment (4/6) 
Date: Tuesday, 28th August, 2018
Venue: The Hilton, Charlemont, Dublin 2
Time: 9.00 am – 12.00 pm (Registration from 8.30 am)
CPD: 3 Hour Provisional
Fee: €50 Members, €75 Non-Member

 
Indicative topics will include:

• The purpose and context in which risk assessments are conducted;
• The theory, methodology and practice of conducting different types of risk assessments in different financial services organisations;
• The aggregation and collation of risk assessment data, including the reporting of risk assessments in different financial services organisations;
• Participants completing an exercise, defining the risk assessment criteria, and features from generic case studies.

More information on the speakers to this event will follow.