December 11, 2018 @ 8:30 am – 12:00 pm
Hilton, Charlemont
Charlemont Pl
Saint Kevin's, Dublin
€50 Members, €75 Non-members
Michael Hurl

The Building Blocks series is aimed at those new to the Compliance profession and those who are looking to move into the area of Compliance. However, it may also appeal to seasoned Compliance practitioners who wish to refresh their knowledge and understanding of key areas of Compliance practice.

This workshop focuses on regulatory risk monitoring and reporting, including the role of the compliance officer in oversight, embedding, monitoring, governance, and reporting.  A panel of industry experts and practitioners will help attendees gain greater understanding of new technology solutions to support early identification of new laws and regulatons, guide implementation and support the ongoing monitoring of risk monitoring. 


Title: Building Blocks for Effective Compliance Series – Regulatory Risk Monitoring and Compliance Reporting (6/6) 
Date: Tuesday, 11th December, 2018
Venue: The Hilton, Charlemont, Dublin 2
Time: 9.00 am – 12.00 pm (Registration from 8.30 am)
CPD: 3 Hour Provisional
Fee: €50 Members, €75 Non-Member

Indicative topics will include:

• Understanding the reporting requirements of Compliance function to senior management and the Board;
• Regulatory risk & the role of the Compliance Officer in oversight, embedding, monitoring, governance and reporting;
• Use of technology solutions to support the identification of all new laws and regulations, assess applicability to your Firm , guide implementation, and support the ongoing monitoring of Upstream Regulatory Risk.

More information on the speakers to this event will follow.