Conflicts of Interest

On Wednesday, 4th November we will have a panel discussion covering the management of conflicts of interest across different sectors within financial services. The webinar will cover regulatory developments and the identification and management of business conflicts and employee conflicts in different sectors of financial services.

Key takeaways:

1. Update on key regulatory developments relating to the management of conflicts of interest.
2. Information on business conflicts and how they can be managed in different sectors within financial services.
3. Discussion on personal conflicts that may face employees and how companies can deal with these.
4. The link between corporate culture and the management of conflicts of interest.

 

Title: Conflicts of Interest
Date: Wednesday, 4th November, 2020
Speaker: Brian Healy, Founder and Principal, Atlantic Vantage Advisory
Rose Kennedy, Director, Risk Advisory, Deloitte
Izabela Fornasier, Head of Compliance and Risk, WisdomTree
Tim Dyball, Senior Director, Head of European Compliance, Kroll Bond Rating Agency
Venue: Webinar
Time: 13:00 – 14:00
CPD: 1 Hour 
Fee: €25 members, €35 non-members

 

Speaker:

Brian Healy, Founder and Principal, Atlantic Vantage Advisory

Founder and Principal of Atlantic Vantage Advisory providing consultancy services focussed on governance, risk management and strategy formulation, mainly in capital markets, as well as non-executive services.
Prior to that, Brian spent over 20 years at the Irish Stock Exchange was responsible for the integrity, efficiency and development of its equity and fixed income markets. As ISE Group COO and CFO built and oversaw the Exchange’s operations, finance, IT, risk management and company secretarial functions and successfully managed a diverse stakeholder base.
Brian is also an experienced and effective non-executive director in the financial services, insurance and health sectors.
He has undergraduate and post-graduate degrees in finance and economics and is a fellow of the Institute of Chartered Accountants in Ireland.

 

Rose Kennedy, Director, Risk Advisory, Deloitte
Rose is a Director in Deloitte’s Risk Advisory Department with over 15 years experience working in financial services. Rose specialises in regulatory advisory in all aspects of financial services regulation advising a wide range of both domestic and international financial institutions, including credit institutions, investment firms, payment institutions and insurance companies. Rose has extensive experience engaging directly with Irish, UK and other European regulators.
Rose is a Fellow Chartered Accountant (“FCA”) and holds a Bachelor degree in Commerce from UCD. She is a Licentiate of the Association of Compliance Officers in Ireland (“LCOI”) and holds a Diploma in Forensic Accounting with Chartered Accountants of Ireland. Rose is the Chair of the Association of Compliance Officers Ireland (“ACOI”) Prudential Regulation and Governance Working Group and a member of the ACOI EPDS Committee.

 

Izabela Fornasier, Head of Compliance and Risk, WisdomTree
Izabela a Director at WisdomTree in Europe and the Head of Compliance and Risk at WisdomTree Ireland, where she joined in 2018. Izabela has over 10 years of professional experience, having held various risk and compliance roles within the financial sector, including the Central Bank of Ireland. Izabela holds a MSc in Investments, Treasury and Banking from Dublin City University and graduated from Liverpool John Moores University. She holds a number of industry credentials including the LCOI (Association of Compliance Officers in Ireland).

 

Tim Dyball, Senior Director, Head of European Compliance, Kroll Bond Rating Agency
Tim has over 20 years of experience in financial services across a range of compliance, risk, operations and financial control roles.
He has been with Kroll Bond Rating Agency for over two years as the Head of European Compliance. Prior to that, he worked as a Senior Compliance Manager at Goodbody for over ten years.
Prior to his move to move to Ireland, Tim worked at J.P. Morgan in Sydney.
He has a Bachelor of Economics and a Masters in Risk Management, and holds the LCOI and CDPO designations.

When
11/4/2020 1:00 PM - 2:00 PM
GMT Standard Time

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