This webinar is the third in a series that explores the traditional compliance function in the technologically driven Fintech environment.
In this webinar we will examine the scale and evolution of Fintech providers and evaluate the EU Commission’s strategy of optimising the benefits of Fintech with appropriate compliance and regulatory frameworks.
The webinar will provide a range of perspectives from financial service providers and compliance professionals on the following inter-related themes:
- The scale, challenges, opportunities, and business models of various Irish & EU Fintech service providers;
- The evolution of Fintech providers in the context of how financial stability, financial integrity and consumer/investor protection can be ensured in light of the new opportunities and compliance risks in financial services;
- The European Commission’s strategic focus on optimising the benefits of Fintech – lower costs, broader range of products/services, greater inclusion – with regulatory risks;
- The future frontiers of Fintech innovation and regulation.
||Fintech Risk & Compliance - 'The Fintech Ecosystem'
||Wednesday, 10th February, 2021
||Andrew Quinn, Head of Fintech & Financial Services, Professional Accountancy Training
||13:00 – 14:00
||1 Hour LCOI and FCOI (Compliance)
||€25 members, €35 non-members
Andrew Quinn, Head of Fintech & Financial Services, Professional Accountancy Training
As head of PAT Fintech, Andrew actively collaborates with the diverse Fintech ecosystem - whether they be ‘new’ Fintech companies and/or an ‘incumbent/traditional’ Financial Institutions that are providing technologically enabled financial services/products – develop a range of training courses that are designed, and delivered, in conjunction with industry bodies, professional bodies, and experienced financial service professionals. The courses – including the recently announced Professional Certificate & Diploma in Fintech Risk and Compliance - specifically address both the contemporary and the evolving challenges facing employers and employees at the interface of providing traditional financial services in an increasingly Fintech, RegTech and Techfin defined environment.
Larry Gordon – LCG Market Solutions
With over 30 years spent in the International Financial Services industry and a decade as a trainer / lecturer Larry offers a knowledgeable, experienced and enthusiastic approach to education and further development at all levels, primarily within the financial services arena. Prior to working in the learning and development industry Larry undertook a number of senior executive roles as Treasurer, Director of Financial Markets and Head of Financial Institutions for the Irish entities of three European Financial Institutions.
Barry McCarthy – Founder & CEO, Assure Hedge
As founder and CEO, Barry’s vision was to enable businesses to take control of their own foreign exchange (FX) hedging. Assure Hedge connects customers to the wholesale prices and products, previously only available to the very largest corporations and banks. It’s rapid sign-up process, and instant pricing and execution is completely transforming the way small and medium businesses (SMEs) reduce or eliminate currency risk. Prior to founding Assure Hedge, Barry enjoyed 15 years as a successful financial markets trader in various locations, and developed a number of algorithmic trading systems.
Kaitlin Lemmo – Head of AML Ireland, Interactive Brokers
Kaitlin is an experienced Senior Vice President with a demonstrated history of working in the financial services industry. She is a Subject Matter Expert in Financial Crimes including anti-money laundering, sanctions, fraud, risk assessments (including customer risk scoring), compliance testing, emerging trends, and AML technology implementations/ validations. Kaitlin had a Bachelor of Science (BS) focused in Criminal Justice: Economic Crime Investigation from Utica College; Juris Doctor (JD) from Loyola University Chicago School of Law.